New Jersey Regulators and Investigators Speak

The Securities Law Committee invites you to attend 


Wednesday, Oct. 17 | 8-10:30 a.m.

McCarter & English, LLP

Four Gateway Center

100 Mulberry Street, Newark, NJ


 Join us to learn about:

8:00am – 8:30am: Breakfast and Registration

8:30am – 10:30am: Program


Faculty

Stephen Bouchard

Director of Examinations, New Jersey Bureau of Securities

Frank J. Cuccio

Principal, Bressler, Amery & Ross, P.C.

Christopher W. Gerold

Chief, New Jersey Bureau of Securities

Scott Gilbert

Senior Director, FINRA NY District Office

John C. Kelly

Partner, McCarter & English, LLP

Joseph J. Sheirer

Director, FINRA District Office 9B 


CLE Credits Pending approval for 2 CLE credits in New Jersey and New York 

This program is pending approval by the Board on Continuing Legal Education of the Supreme Court of New Jersey for 2 hours of total CLE credit. Of these, 0 qualify as hours of credit for ethics/professionalism, 2 qualify as hours of credit toward certification in civil trial law, and 0 qualify as hours of credit toward certification in criminal trial law, workers compensation law and/or matrimonial law. BCLE Reg. 302:10. 

For questions, please contact Mackenzie Kiesel at mkiesel@bressler.com or 973.937.6789