Join us to learn about:
8:00am – 8:30am: Breakfast and Registration
8:30am – 10:30am: Program
Director of Examinations, New Jersey Bureau of Securities
Frank J. Cuccio
Principal, Bressler, Amery & Ross, P.C.
Christopher W. Gerold
Chief, New Jersey Bureau of Securities
Senior Director, FINRA NY District Office
John C. Kelly
Partner, McCarter & English, LLP
Joseph J. Sheirer
Director, FINRA District Office 9B
CLE Credits Pending approval for 2 CLE credits in New Jersey and New York
This program is pending approval by the Board on Continuing Legal Education of the Supreme Court of New Jersey for 2 hours of total CLE credit. Of these, 0 qualify as hours of credit for ethics/professionalism, 2 qualify as hours of credit toward certification in civil trial law, and 0 qualify as hours of credit toward certification in criminal trial law, workers compensation law and/or matrimonial law. BCLE Reg. 302:10.