2017 Philadelphia Bar Association Securities Litigation and Regulatory Conference

On November 2, 2017 – The Philadelphia Bar Association and the New Jersey State Bar Association held an all-day conference that provided the general and securities law practitioners critical updates on current issues that affects capital formation, regulatory updates affecting broker dealers and investment advisors, litigation and ethical issues for lawyers handling securities matters, and much more.  Officials from the U.S. Securities Exchange Commission, New Jersey and Pennsylvania securities agencies, and FINRA were panelists.  William Despo moderated the ethics panel that discussed the ethical and practical issues that arise when in-house counsel is a whistleblower.